See where the risk concentrates — before your CCO does.

Mapped to 206(4)-1

Every question traces to a specific Marketing Rule deficiency.

The seven prohibitions in Rule 206(4)-1 are the framework. Every question in the tool exists because an examiner has cited that specific issue since the rule took effect in November 2022 — not generic best practices, not made-up risk categories.

Examiner Language Returned

See your flags written the way an SEC examiner would write them.

When something flags, the tool returns the exact phrasing the SEC has used in deficiency letters and enforcement orders. You see what your CCO will see, in the language they will see it in — before the piece reaches their desk.

PDF Record for the File

Download a dated assessment to keep with the piece.

Every review can be exported as a PDF and saved alongside the piece in the compliance record. The same audit-trail discipline that runs through the rest of Redan — applied to the work you do before submission, not just after.